GLI GLI Quality Tool
GLI Quality Tool — Version 2.0

How to schedule periodic TB lab biosafety risk assessments

A tuberculosis laboratory needs a risk assessment process that keeps pace with changing tests, equipment, staff capabilities and workplace conditions. A single assessment completed when the laboratory opens cannot account for a new centrifuge, a modified specimen pathway, a ventilation fault or a change in the type of tuberculosis testing being performed.

The aim is to establish a TB lab periodic risk assessment schedule that combines routine reviews with rapid reassessment after significant change. This creates a dependable link between biosafety decisions, quality management activities and daily laboratory work.

Australian laboratories also need to fit their schedule around state and territory work health and safety requirements, accreditation expectations and local operating conditions. A metropolitan reference laboratory in Sydney or Melbourne may have specialist engineering support nearby, while a regional service may depend on scheduled visits, interstate suppliers and longer equipment lead times.

The GLI Quality Tool offers a useful structure for this work. Its four-phase roadmap covers twelve Quality Systems Essentials, including safety, personnel, equipment, documents, assessment and continual improvement. Used consistently, it can help a laboratory turn risk assessment from an occasional compliance exercise into a managed cycle.

Set the review frequency around laboratory risk

Begin with a formal baseline assessment before TB testing starts, before a new room is commissioned or when a service is transferred to another site. Map every stage from specimen receipt and opening through processing, nucleic acid extraction, culture, identification, drug susceptibility testing, waste treatment and result reporting. Record where aerosols, spills, sharps injuries, cross-contamination or equipment failure could occur.

A practical schedule usually includes a short monthly safety check, a more detailed quarterly review and a comprehensive annual assessment. The monthly check can be part of a team meeting and should cover incidents, near misses, corrective actions, PPE supplies, biosafety cabinet status and urgent maintenance. The quarterly review should examine trends and test whether controls still match actual practice. The annual assessment should revisit the full workflow, training needs, emergency arrangements and documented procedures.

Frequency should reflect the hazard and the maturity of the service. A laboratory performing high volumes of culture or manipulating potentially infectious material may require more frequent formal reviews than a site limited to validated molecular testing. The GLI user instructions explain how to work through the resource and can help managers align the review calendar with the relevant quality phase.

Define triggers for an immediate reassessment

A periodic calendar is essential, yet some events should trigger a risk assessment outside the planned cycle. These include introducing a new molecular platform, changing culture media, adding drug susceptibility testing, altering specimen volumes or moving work into a different room. A change in workflow can alter aerosol generation, containment requirements, cleaning arrangements and staff exposure even when the test name remains familiar.

An incident, near miss or unexplained contamination event should also prompt a focused review. The same applies to a biosafety cabinet alarm, ventilation problem, failed decontamination cycle, repeated centrifuge imbalance or interruption to essential utilities. Reassessment is particularly important after building work, because dust, airflow, access routes and pressure relationships may be affected before the project is complete.

Australian laboratories should include regulatory and accreditation changes among their triggers. Work health and safety duties are implemented through state and territory legislation, such as the Work Health and Safety Act and Regulations applied in jurisdictions including New South Wales and Queensland. Laboratories should monitor advice from their regulator, institutional safety team and accrediting body rather than relying on an old local procedure.

Make each assessment evidence-based and assign ownership

A useful assessment records the hazard, people potentially exposed, existing controls, further actions, responsible person and due date. Include the evidence used to make the decision: incident data, maintenance records, competency records, environmental observations, staff feedback, audit findings and manufacturer instructions. A risk rating without supporting evidence can give false confidence.

Assess controls in order of effectiveness. Start with elimination or substitution where feasible, then consider engineering controls such as certified biological safety cabinets, sealed centrifuge cups, effective ventilation and hands-free sinks. Administrative controls include validated procedures, restricted access, clear specimen labelling, competency assessment, exposure response plans and regular cleaning verification. PPE should support these measures rather than compensate for weak engineering or procedural controls.

Give every action a named owner and a realistic completion date. The laboratory manager may own the review, while facilities staff, biomedical engineers, infection prevention specialists or procurement officers complete individual actions. Escalate overdue high-risk actions to the pathology governance group. Keep the approved assessment, action log and evidence of completion together so the next review can test whether the control actually worked.

In Australia, the assessment should reference applicable guidance such as AS/NZS 2243.3 for safety in microbiological laboratories, local health service policies and the laboratory’s NATA accreditation requirements. The precise obligations vary by jurisdiction and service setting, so the quality manager should verify current requirements with the organisation’s work health and safety and regulatory advisers.

Connect the schedule to equipment, people and supplies

Equipment review should be built into the calendar rather than left to breakdown response. Check biological safety cabinet certification, airflow alarms, centrifuge condition, rotor integrity, autoclave performance, temperature monitoring, refrigeration, emergency power and decontamination equipment. Confirm that service intervals are achievable with the supplier and that critical spare parts are available.

This matters in the Australian market, where specialised filters, cabinet components and calibration services may be sourced from interstate or overseas. A regional laboratory in Queensland, Western Australia or the Northern Territory may need to plan around freight delays and limited local engineering coverage. The risk assessment should identify temporary controls and referral arrangements if essential equipment becomes unavailable.

People-related risks deserve the same attention. Review induction, supervised practice, refresher training, competency assessment, fit testing where respiratory protection is used, vaccination and health monitoring arrangements. Include staff who work after hours, cleaners, couriers, maintenance contractors and students, since they may encounter infectious material without the same familiarity as the core TB team.

Roster changes, agency staff and leave periods can weaken controls during busy periods. In many Australian services, public holiday coverage and winter respiratory illness surges place pressure on staffing and specimen turnaround times. A scheduled review before predictable pressure periods can confirm that trained staff, PPE, disinfectants and waste capacity are sufficient.

Use the four phases to sustain improvement

The GLI roadmap can help a laboratory stage its work instead of trying to perfect every quality element at once. Early activities may focus on leadership commitment, baseline assessment, essential safety practices and clear responsibilities. Later work can strengthen document control, internal assessment, corrective action, performance monitoring and continual improvement across the twelve Quality Systems Essentials.

Place the risk assessment calendar inside the quality management system. For each review, link findings to the relevant checklist, procedure, training record, maintenance record or incident report. The phase checklists can support structured progress reviews and help the team confirm that biosafety actions are being addressed alongside other laboratory quality requirements.

Use simple indicators to show whether the schedule is working. Examples include the percentage of planned reviews completed on time, overdue high-risk actions, biosafety cabinet certification compliance, staff competency completion, specimen contamination rates, exposure incidents and recurring near misses. Review these indicators at laboratory governance meetings and look for patterns rather than treating each result in isolation.

The schedule should produce visible changes in practice. After every formal review, communicate the key findings to staff, update affected procedures, record completed actions and set the next review date. Keep a clear history of decisions so that a new laboratory manager can understand why a control was introduced, reduced or replaced.

Adopt a written calendar that names the monthly, quarterly and annual activities, as well as the events that require an immediate review. Assign each activity to a responsible role, store the records in the quality system and begin with a baseline assessment of the current TB workflow. Use the GLI Quality Tool to guide the next phase, close the highest-risk gaps first and make each scheduled review part of safer, more reliable tuberculosis testing.